Our suitability framework ensures customer and regulatory investment guidelines are met.
Orbium helps clients become fully compliant and achieve both customer investment goals and their own strategic business objectives. To supplement our functional expertise, we draw on a network of regtech partners to ensure we always provide the most appropriate and innovative solutions.
It is a time of exceptional complexity for the financial industry. Tremendous technological upheavals and complex global markets have triggered an unprecedented level of regulation. The end result is that firms have to collect, process and report significantly more product, client and transaction data and follow much stricter risk-management and suitability rules while being more transparent towards regulators and clients. Orbium helps address these challenges on all fronts – compliance, business and technology.
With our proven functional and business transformation experience, market-leading knowledge of IT banking infrastructures, as well as a comprehensive network of fintech partners, we work with clients to develop the best solutions, taking into account their strategic development and supporting their business goals.
Whether a client is in Asia, with its regulatory focus on investment suitability, in Europe with MiFID II and GDPR, or in Switzerland with FIDLEG as well as cross-border suitability, a well-designed implementation makes it easier to develop new business models, streamline and shorten advisory processes and give end customers a greatly improved banking experience.